Erez Law is currently investigating Wells Fargo Advisors broker James McDermott (CRD# 2483480), who is accused of investment losses? He has been registered with Osaic Wealth, Inc. in Oakbrook Terrace, Illinois, since 2023. Previously, he was registered with Raymond James … Continue reading
Were you the victim of Independent Financial Group, LLC broker Elaine Hartman (CRD# 2070272)? She has been registered with Independent Financial Group, LLC in Santa Maria, California, since 2015. Elaine Hartman Customer Complaints She has been the subject of one … Continue reading
Former Centaurus Financial, Inc. broker John Starke Sr. (CRD# 3154774) faces numerous customer complaints related to unsuitable and illiquid investments. He was registered with: Centaurus Financial, Inc. in Mechanicsville, Virginia, from 2015 to 2024 Financial West Group (expelled in 2020) … Continue reading
Erez Law is currently investigating former First American Securities Inc. broker Thomas Brenner (CRD# 1489233), who was barred by FINRA related to investments in United RL Capital Services. He was registered with First American Securities Inc. in Orrville, Ohio, from … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Union Capital Company broker Ernest Harris (CRD# 714335). He has been registered with Union Capital Company in Tucson, Arizona, since 2018. In 2004, … Continue reading
Nineteen-year industry veteran Truist Investment Services, Inc. broker Edward Cohen (CRD# 4693017) is accused of unsuitable investment recommendations related to a Guaranteed Income Contract (GIC). He has been registered with Truist Investment Services, Inc. in Bal Harbour, Florida, since 2007 … Continue reading
Were you the victim of former Tradespot Markets Inc. broker Mark Beloyan (CRD# 1392748)? He was registered with Tradespot Markets Inc. in Davie, Florida, from 1992 to 2021. He acted as the firm’s President, Chief Operating Officer, Chief Compliance Officer, … Continue reading
Were you the victim of Moloney Securities Co., Inc. broker John Hebner (CRD# 3258824) regarding investment losses due to corporate debt? He has been registered with Moloney Securities Co., Inc. in Hayden, Idaho since 2003. John Hebner Customer Complaints He … Continue reading
Erez Law is currently investigating Carl M. Hennig, Inc. broker Thomas Harenburg (CRD# 237016) regarding stock losses. He has been registered with Carl M. Hennig, Inc. in Oshkosh, Wisconsin since 1968. Thomas Harenburg Customer Complaints He has been the subject … Continue reading