Can you recover losses from investments with Benjamin F. Edwards & Company, Inc. broker Charles Blatz (CRD# 706158)? Blatz has been registered with Benjamin F. Edwards & Company, Inc. in Red Bank, New Jersey since 2012.
Blatz has been the subject of four customer complaints between 1982 and 2021, according to his CRD report. The most recent complaint is regarding:
April 2021. “Claimant alleges violation of federal anti-fraud provisions of federal securities laws, unsuitable trading strategy, common law and statutory fraud, breach of fiduciary duty and breach of contract, resulting from trading in penny stocks, use of margin, and unauthorized options trading. (Time frame 2015-2020).” The customer is seeking $1,500,000 in damages and the case is currently pending. The complaint was regarding equity OTC, common and preferred stocks, options, and penny stocks.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Benjamin F. Edwards & Company, Inc. may be liable for investment or other losses suffered by Blatz’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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