Erez Law is currently investigating former Aegis Capital Corp. broker Eyal Farag (CRD# 3072211) regarding stock losses. He was registered with Aegis Capital Corp. in Melville, New York, from 2014 to 2023. He was registered with the following brokerage firms: … Continue reading
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Shannon Roehrs (CRD# 4359877)? She has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Las Vegas, Nevada, since 2009. Shannon Roehrs Customer Complaints She … Continue reading
Did you lose money investing with former Stifel, Nicolaus & Company, Incorporated broker Danny Davis (CRD# 853374)? He was registered with Stifel, Nicolaus & Company, Incorporated in Omaha, Nebraska, from 2009 to 2025, when he was terminated regarding, “Violation of … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. broker Peter Black (CRD# 1333774) regarding stock losses. He has been registered with UBS Financial Services Inc. in Princeton, New Jersey, since 2023. He was registered with Morgan Stanley in Lawrenceville, … Continue reading
Were you the victim of Osaic Wealth, Inc. broker Joseph Spina (CRD# 5769018)? He has been registered with Osaic Wealth, Inc. in Bedminster, New Jersey, since 2023. He was registered with Sagepoint Financial, Inc. in Bedminster, New Jersey, from 2011 … Continue reading
There are options for clients of Oppenheimer & Co. Inc. broker Clifford Hodgman (CRD# 4305009) who suffered investment losses in stocks. He has been registered with Oppenheimer & Co. Inc. in Kalamazoo, Michigan, since 2009. Clifford Hodgman Customer Complaints He … Continue reading
Aegis Capital Corp. broker John Cutrone III (CRD# 6427013) is accused of stock losses. He was registered with Aegis Capital Corp. in New York, New York, from 2017 to 2024, and Carey Financial, LLC in New York, New York, from … Continue reading
There are options for clients of former J.P. Morgan Securities LLC broker Steven Tann (CRD# 1589757). He has been registered with Wells Fargo Clearing Services, LLC in Los Angeles, California, since 2022. He was registered with J.P. Morgan Securities LLC … Continue reading
Can you recover losses due to recommendations by former National Securities Corporation broker William Morrison (CRD# 1556786)? He has been registered with B. Riley Wealth Management in Oakbrook Terrace, Illinois, since 2019. He was registered with National Securities Corporation in … Continue reading
Erez Law is currently investigating former Cetera Advisor Networks LLC broker Charles Weldon (CRD# 1030659) regarding stock losses. He has been registered with Independent Financial Group, LLC in Boca Raton, Florida, since 2022. He was registered with Weldon & Company … Continue reading