There are options for clients of Oppenheimer & Co. Inc. broker Clifford Hodgman (CRD# 4305009) who suffered investment losses in stocks. He has been registered with Oppenheimer & Co. Inc. in Kalamazoo, Michigan, since 2009. Clifford Hodgman Customer Complaints He … Continue reading
Aegis Capital Corp. broker John Cutrone III (CRD# 6427013) is accused of stock losses. He was registered with Aegis Capital Corp. in New York, New York, from 2017 to 2024, and Carey Financial, LLC in New York, New York, from … Continue reading
There are options for clients of former J.P. Morgan Securities LLC broker Steven Tann (CRD# 1589757). He has been registered with Wells Fargo Clearing Services, LLC in Los Angeles, California, since 2022. He was registered with J.P. Morgan Securities LLC … Continue reading
Can you recover losses due to recommendations by former National Securities Corporation broker William Morrison (CRD# 1556786)? He has been registered with B. Riley Wealth Management in Oakbrook Terrace, Illinois, since 2019. He was registered with National Securities Corporation in … Continue reading
Erez Law is currently investigating former Cetera Advisor Networks LLC broker Charles Weldon (CRD# 1030659) regarding stock losses. He has been registered with Independent Financial Group, LLC in Boca Raton, Florida, since 2022. He was registered with Weldon & Company … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Edward Jones broker Zwi Pechthalt (CRD# 2422846). He has been registered with Edward Jones in Bellingham, Washington, since 1994. Zwi Pechthalt Customer Complaints … Continue reading
Were you the victim of stock fraud with Morgan Stanley & Co. LLC broker Pawan Passi (CRD# 5527731)? He was registered with Morgan Stanley & Co. LLC in New York, New York, from 2010 to 2022, when he was terminated … Continue reading
Erez Law is currently investigating former B. Riley Wealth Management broker Howard Kavinsky (CRD# 5881623) regarding stock losses. He was registered with Supreme Alliance LLC i Charlotte, North Carolina, from September to December 2024, and B. Riley Wealth Management in … Continue reading
Can you recover losses due to stock recommendations by J.P. Morgan Securities LLC broker Timothy Hawkins (CRD# 5800637)? He has been registered with J.P. Morgan Securities LLC in San Francisco, California, since 2011. Timothy Hawkins Customer Complaints He has been … Continue reading
Laidlaw & Company (Uk) Ltd. broker Henrique Lucena (CRD# 5605196) is accused of equities and stock losses. He has been registered with Laidlaw & Company (Uk) Ltd. in Coral Gables, Florida, since 2020. He was registered with Morgan Stanley in … Continue reading