Category: Stocks Articles
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Ralph Byer (CRD# 1038411)? Byer has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Plantation, Florida since 1982. Byer has been the subject of … Continue reading
Did your broker or investment advisor recommend you invest in a special purpose acquisition company (SPACs)? Erez Law is investigating brokers and investment advisors across the country who recommended their clients invest in SPACs. It is alleged that brokers become … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Oppenheimer & Co. Inc. broker Daniel Mittag (CRD# 822636). Mittag has been registered with Oppenheimer & Co. Inc. in Denver, Colorado since 2011. … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. broker Andrew Burish (CRD# 1111163) regarding losses related to investments in Tesla, Inc. Burish has been registered with UBS Financial Services Inc. in Madison, Wisconsin since 1984. Burish oversees The Burish … Continue reading
There are options for customers of Morgan Stanley broker William May (CRD# 1254424) who suffered investment losses. May has been registered with Morgan Stanley in Alpharetta, Georgia since 2009. May has been the subject of one customer complaint, according to … Continue reading
Did you lose money investing with Stifel, Nicolaus & Company, Incorporated broker Randall Minas (CRD# 821449)? Minas has been registered with Stifel, Nicolaus & Company, Incorporated in Crown Point, Indiana since 2017. Minas has been the subject of six customer … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Merrill Lynch, Pierce, Fenner & Smith Incorporated broker John Gatto (CRD# 1415454). Gatto has been registered with Merrill Lynch, Pierce, Fenner & Smith … Continue reading
Were you the victim of Stifel, Nicolaus & Company, Incorporated broker Kenneth Blumberg (CRD# 1585520)? He has been registered with Stifel, Nicolaus & Company, Incorporated in Hunt Valley, Maryland since 2007. Kenneth Blumberg Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating former International Assets Advisory, LLC broker Michael Boothe (CRD# 2160227) regarding allegations of investment losses. Boothe was with International Assets Advisory, LLC in Ft. Lauderdale, Florida from 2014 to 2018 and previously with IAA Financial … Continue reading
There are options for customers of former RBC Capital Markets, LLC broker Stuart Godin (CRD# 223476) regarding losses in managed funds. Godin has been registered with Western International Securities, Inc. in Los Angeles, California since September 2017. Previously, he was … Continue reading