Were you the victim of LPL Financial LLC broker Peter Cox (CRD# 4501828)? He has been registered with LPL Financial LLC in Mesquite, Nevada, since 2018. He was registered with MML Investors Services, LLC in Las Vegas, Nevada, from 2017 … Continue reading
Former National Securities Corporation broker Mark Bruscianelli (CRD# 4177839) is accused of stock losses. He has been registered with B. Riley Wealth Management in Chicago, Illinois, since 2022. He was registered with National Securities Corporation in Chicago, Illinois, from 2002 … Continue reading
Glendale Securities, Inc. broker Namhuanwei Huang (CRD# 3268328) is accused of stock losses. He has been registered with Glendale Securities, Inc. in Brooklyn, New York, since 2005. In August 2021, the state of Massachusetts opened an investigation related to two … Continue reading
Were you the victim of former Coordinated Capital Securities, Inc. broker Jason Nelson (CRD# 3069330)? He has been registered with LPL Financial LLC in Cincinnati, Ohio, since 2023. He was registered with Coordinated Capital Securities, Inc. in Cincinnati, Ohio, from … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Brian Lesley (CRD# 3090243) regarding stock losses. He has been registered with LPL Financial LLC in Starkville, Mississippi, since 2012. Brian Lesley Customer Complaints He has been the subject of two … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. broker Andrew Burish (CRD# 1111163) regarding losses related to investments in Tesla, Inc. He has been registered with UBS Financial Services Inc. in Madison, Wisconsin, since 1984. He oversees The Burish … Continue reading
There are options for clients of CitiGroup Global Markets Inc. broker Brian Sodol (CRD# 2760345) who suffered investment losses related to stocks. He has been registered with CitiGroup Global Markets Inc. in New York, New York, since 2014. Brian Sodol … Continue reading
Barred former Morgan Stanley broker Robert Daly (CRD# 3111426) is accused of stock losses. He was registered with Xtellus Capital Partners, Inc. in New York, New York, from 2023 to 2024, Morgan Stanley in Los Angeles, California, from 2016 to … Continue reading
There are options for clients of J.K. Financial Services, Inc. broker Joe Zheng (CRD# 2318835) who suffered investment losses. He has been registered with J.K. Financial Services, Inc. in Norco, California, since 2000. Joe Zheng Customer Complaints He has been … Continue reading
Janney Montgomery Scott LLC broker Tammy Bowman (CRD# 2159262) is accused of stock losses. She has been registered with Janney Montgomery Scott LLC in Royersford, Pennsylvania, since 1999. Tammy Bowman Customer Complaints She has been the subject of two customer … Continue reading