Were you the victim of USCA Securities LLC broker Derek Su (CRD# 4121574)? He has been registered USCA Securities LLC in Austin, Texas, since 2014, and with U.S. Capital Wealth Advisors, LLC in Austin, Texas, since 2021. Previously, he was … Continue reading
Erez Law is currently investigating VCS Venture Securities broker Rocco Maselli (CRD# 2791357), who is accused of stock losses. He has been registered with VCS Venture Securities in Garden City, New York, since 2021. Previously, he was registered with the … Continue reading
Former B. Riley Wealth Advisors, Inc. broker Charles Hartley (CRD# 2658276) is accused of stock losses. He was with A.G.P. / Alliance Global Partners in Washington, DC, since February 2024. Previously, he was registered with B. Riley Wealth Advisors, Inc. … Continue reading
Were you the victim of investment losses due to recommendations by LPL Financial LLC and Excel Wealth Management, LLC broker Edward Baroncini (CRD# 3043354)? He has been registered with LPL Financial LLP in Manchester, Connecticut, since 2014, and with Excel … Continue reading
Erez Law is currently investigating former B. Riley Wealth Advisors, Inc. broker Roger Follis (CRD# 2653439) related to investment losses. He has been registered with A.G.P. / Alliance Global Partners in Washington, DC, since February 2024. Previously, he was registered … Continue reading
There are options for clients of Morgan Stanley broker Alyce Weixler (CRD# 2559926) who suffered investment losses. She has been registered with Morgan Stanley in Louisville, Kentucky, since 2020. Alyce Weixler Customer Complaints She has been the subject of one … Continue reading
Were you the victim of SA Stone Wealth Management Inc. broker Lawrence Waller II (CRD# 3232644)? He has been registered with Stonex Securities Inc. in Atlanta, Georgia, since 2014. He was registered with the following brokerage firms: Sterne Agee Investment … Continue reading
Former Western International Securities, Inc. broker Doron Kochavi (CRD# 1011155) is accused of investment losses related to stock investments. He has been registered with Western International Securities, Inc. in Pasadena, California, since 2015. Previously, he was registered with UBS Financial … Continue reading
Keith D’Agostino: Cove Capital and EF Hutton Investment Losses Keith D’Agostino is a securities broker registered with EF Hutton in Woodbury, New York, whose record includes a December 2025 FINRA regulatory action for violating Regulation Best Interest (Reg BI), along … Continue reading
Erez Law is currently investigating former Pinnacle Investments, LLC broker Ronald Bucher (CRD# 1804910) related to stock loss allegations. He was registered with San Blas Securities LLC in Atlanta, Georgia, in August 2023. Previously, he was registered with Pinnacle Investments, … Continue reading