Erez Law is currently investigating PMV Capital Advisers, LLC broker Daniel Snover (CRD# 5161189) regarding exchange traded products. He has been the president of PMV Capital Advisers, LLC and PMV Capital, LLC, since 2020. He was registered with The Fig … Continue reading
Erez Law is currently investigating MML Investors Services, LLC broker Adam Mahd (CRD# 4817500) regarding stock losses. He has been registered with MML Investors Services, LLC in Southfield, Michigan, since 2017. He was registered with MSI Financial Services, Inc. in … Continue reading
Erez Law is currently investigating former Cambridge Investment Research Advisors, Inc. broker Matthew Stucke (CRD# 4840895) regarding stock losses. He has been registered with Cetera Advisor Networks LLC in Milton, Georgia, since 2022. He was registered with Cetera Advisor Networks … Continue reading
Raymond James & Associates, Inc. broker Marc Hallick (CRD# 4652410) is accused of stock losses. He has been registered with Raymond James & Associates, Inc. in The Villages, Florida, since 2019. He was registered with Wells Fargo Clearing Services, LLC … Continue reading
Can you recover stock losses due to recommendations by former National Securities Corporation broker Ray San Pedro (CRD# 4565686)? He has been registered with Arete Wealth Management, LLC in Sunrise, Florida, since 2022. He was registered with National Securities Corporation … Continue reading
Erez Law is currently investigating Morgan Stanley broker Maury Lomax (CRD# 4389255) regarding stock losses. He has been registered with Morgan Stanley in Mobile, Alabama, since 2009. Maury Lomax Customer Complaints He has been the subject of two customer complaints … Continue reading
Erez Law is currently investigating Stifel, Nicolaus & Company, Incorporated broker Michelle Stebbins (CRD# 4156378) regarding stock losses. She has been registered with Stifel, Nicolaus & Company, Incorporated in Southfield, Michigan, since 2018. She was registered with Wells Fargo Clearing … Continue reading
Stifel, Nicolaus & Company, Incorporated broker Richard Stone (CRD# 4219856) is accused of stock losses. He was registered with Stifel, Nicolaus & Company, Incorporated in New York, New York, since 2016, and with Morgan Stanley in New York, New York, … Continue reading
Erez Law is currently investigating former Spartan Capital Securities, LLC broker Adam Cavise (CRD# 4273848) regarding stock losses. He has been registered with Revere Securities LLC in New York, New York, since 2023. He was registered with Spartan Capital Securities, … Continue reading
Erez Law is currently investigating J.P. Morgan Securities LLC broker David Wilson Jr. (CRD# 2298962) regarding common and preferred stock losses. He has been registered with J.P. Morgan Securities LLC in Philadelphia, Pennsylvania, since 2015. In October 2011, the State … Continue reading