Former National Securities Corporation broker Mark Bruscianelli (CRD# 4177839) is accused of stock losses. He has been registered with B. Riley Wealth Management in Chicago, Illinois, since 2022. He was registered with National Securities Corporation in Chicago, Illinois, from 2002 to 2022.
Mark Bruscianelli Customer Complaints
He has been the subject of 10 customer complaints between 2007 and 2024, two of which were closed without action and three were denied, according to his CRD report. The most recent complaint was regarding:
April 2024. “Alleges RR recommended unsuitable investments in client’s retirement accounts.” The customer sought $260,000 in damages, and the case was settled for $125,000. The complaint took place while they were registered with National Securities Corporation, and it was regarding common and preferred stocks and real estate security losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, National Securities Corporation may be liable for investment or other losses suffered by Mark Bruscianelli’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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