Were you the victim of stock fraud with Morgan Stanley & Co. LLC broker Pawan Passi (CRD# 5527731)? He has been registered with Morgan Stanley & Co. LLC in New York, New York since 2010.
Pawan Passi Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
April 2022. “Claimants allege, inter alia, misrepresentation with respect to block trading 2021.” The case is currently pending. The complaint was regarding common and preferred stocks.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley & Co. LLC may be liable for investment or other losses suffered by Pawan Passi’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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