Did you lose money investing with Carter, Terry & Company broker Sandy Leff (CRD# 1796695)? She has been registered with Carter, Terry & Company, Inc. in Atlanta, Georgia, since 2016. She was registered with Janney Montgomery Scott LLC in Atlanta, Georgia, from 2005 to 2016.
Sandy Leff Customer Complaints
She has been the subject of two customer complaints, according to her CRD report:
March 2026. “Suitability, FINRA Rule 2111, Regulation Best Interest Client alleges a stock he has owned for over 10 years is not suitable due to the recent decline in the security.” The case is currently pending. The complaint was regarding equity OTC, and it took place while she was registered with Carter, Terry & Company, Inc.
March 2026. “Suitability, FINRA Rule 2111, Regulation Best Interest Client alleges a stock he has owned for over 10 years is not suitable due to the recent decline in the security.” The complaint was regarding equity OTC, and it took place while she was registered with Carter, Terry & Company, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Carter, Terry & Company, Inc. may be liable for investment or other losses suffered by Sandy Leff’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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