Ameriprise Financial Services, LLC broker Richard Kersting Jr. (CRD# 1835418) is accused of stock losses. He has been registered with Ameriprise Financial Services, LLC in Naples, Florida, since 2021. He was registered with Bruderman Asset Management, LLC in Locust Valley, New York, from 2015 to 2021, Bruderman Brothers LLC in Fishkill, New York, from 2015 to 2021.
Richard Kersting Jr. Customer Complaints
He has been the subject of two customer complaints between 2001 and 2026, according to his CRD report. The most recent complaint was regarding:
February 2026. “Claimants allege that Respondents recommended an aggressive investment strategy incompatible with their investment profile.” The customer is seeking $500,000 in damages, and the case is currently pending. The complaint was regarding stock losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Ameriprise Financial Services, LLC may be liable for investment or other losses suffered by Richard Kersting Jr.’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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