Were you the victim of Capitol Securities Management, Inc. broker Ian Greenblatt (CRD# 2276966)? He has been registered with Capitol Securities Management, Inc. in Melville, New York, since 2012. In September 2018, FINRA sanctioned him to pay a $10,000 civil … Continue reading
Were you the victim of stock losses due to recommendations by Wells Fargo Clearing Services, LLC broker Aubrey Parker (CRD# 2454088)? She has been registered with Wells Fargo Advisors and Wells Fargo Clearing Services, LLC in Stone Mountain, Georgia, since … Continue reading
Erez Law is currently investigating Raymond James Financial Services, Inc. broker John Larsen (CRD# 2700922) regarding stock losses. He has been registered with Raymond James Financial Services, Inc. and Raymond James Financial Services Advisors, Inc. in Scottsdale, Arizona, since 2021. … Continue reading
Broker William Revoir (CRD# 873583) is accused of stock losses. He has been registered as an investment adviser representative with Foundations Investment Advisors, LLC in Bingham Farms, Michigan, since 2023, and in sales with Quest Commonwealth, LLC in Bingham Farms, … Continue reading
Erez Law is currently investigating former Aegis Capital Corp. broker Larry Cohen (CRD# 3191796) regarding stock losses. He has been registered with Dominari Securities LLC in New York, New York, since 2024. He was registered with Aegis Capital Corp. in … Continue reading
J.P. Morgan Securities LLC broker Alan Ertel (CRD# 1792720) is accused of stock losses. He has been registered with J.P. Morgan Securities LLC in New York, New York, since 2002. Alan Ertel Customer Complaints He has been the subject of … Continue reading
Were you the victim of former AE Wealth Management, LLC broker Kurt Stahl (CRD# 1890827)? He has been an investment advisor representative with AE Wealth Management, LLC in Topeka, Kansas, since 2017, president of Gulf Coast Financial Planning LLC in … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with MML Investors Services, LLC broker Salvatore Bonetti (CRD# 4494241) regarding stock losses. He has been registered with Purshe Kaplan Sterling Investments in Windham, … Continue reading
Were you the victim of AMJ Financial Wealth Management LLC broker Fridtjov Markussen (CRD# 4323396)? He has been registered with Osaic Wealth, Inc. in Leesburg, Virginia, since 2024, and AMJ Financial Wealth Management LLC in Leesburg, Virginia, since 2018. He … Continue reading
Were you the victim of LPL Financial LLC broker Peter Cox (CRD# 4501828)? He has been registered with LPL Financial LLC in Mesquite, Nevada, since 2018. He was registered with MML Investors Services, LLC in Las Vegas, Nevada, from 2017 … Continue reading