Former USCA Securities LLC broker Michael Delafuente (CRD# 5739648) is accused of stock losses. He was registered with USCA Securities LLC in Austin, Texas, from 2014 to 2021. Michael Delafuente Customer Complaints He has been the subject of one customer … Continue reading
Erez Law is currently investigating PHX Financial, Inc. broker Alex Ng (CRD# 5842211) regarding stock losses. He has been registered with PHX Financial, Inc. in New York, New York, since 2022. He was registered with National Securities Corporation in New … Continue reading
When things go wrong, most investors assume the market is to blame first. When a portfolio loses significant value, the natural assumption is that economic conditions, sector downturns, or bad timing caused the damage. Stockbroker fraud and broker misconduct are … Continue reading
There are options for clients of former UBS Financial Services Inc. broker Gregor Grajek (CRD# 1220268), who is accused of stock losses. He was registered with UBS Financial Services Inc. in San Diego, California, from 2008 to 2024, and Morgan … Continue reading
Erez Law is currently investigating Morgan Stanley broker Katy Zhao (CRD# 5264406), who faces multiple customer complaints related to investment losses. She has been registered with Morgan Stanley in Pasadena, California, since 2009. Katy Zhao Customer Complaints She has been … Continue reading
There are options for clients of PHX Financial, Inc. broker Richard Jirinec (CRD# 2580370), who is accused of stock losses. He has been registered with PHX Financial, Inc. in Jupiter, Florida, since 2015. Richard Jirinec Customer Complaints He has been … Continue reading
Did you lose money investing with Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Jarred Collins (CRD# 5077516)? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Atlanta, Georgia, since 2009. Jarred Collins Customer Complaints He … Continue reading
Can I recover losses from stock investments with Aegis Capital Corp. broker Jeffrey Thure (CRD# 2687213)? He has been registered with Aegis Capital Corp. in Melville, New York, since 2013. Jeffrey Thure Customer Complaints He has been the subject of … Continue reading
There are options for clients of Dominari Securities LLC broker Kyle Wool (CRD# 4238101) who is accused of stock losses. He has been registered with Dominari Securities LLC in Palm Beach Gardens, Fluoride, since 2023. He was registered with Revere … Continue reading
Former Morgan Stanley broker Sam Te Su (CRD# 4232029) is accused of stock losses. He has been registered with Ameriprise Financial Services, LLC in San Francisco, California, since 2025. He was registered with Morgan Stanley in San Francisco, California, from … Continue reading