Ameriprise Financial Services, LLC broker Richard Kersting Jr. (CRD# 1835418) is accused of stock losses. He has been registered with Ameriprise Financial Services, LLC in Naples, Florida, since 2021. He was registered with Bruderman Asset Management, LLC in Locust Valley, … Continue reading
Were you the victim of ThinkEquity LLC broker William Baquet (CRD# 1332676)? He has been registered with ThinkEquity LLC in New York, New York, since 1997. In March 1997, the National Association of Securities Dealers, Inc. sanctioned him to pay … Continue reading
Erez Law is currently investigating Raymond James & Associates, Inc. broker Mark Rubin (CRD# 1936202) regarding unsuitable investment recommendations. He has been registered with Raymond James & Associates, Inc. in San Rafael, California, since 2016. Mark Rubin Customer Complaints He … Continue reading
Erez Law is currently investigating Cambridge Investment Research, Inc. broker Francis Zoracki (CRD# 1363103) regarding stock losses. He has been registered with Cambridge Investment Research, Inc. in Irwin, Pennsylvania, since 2011, Duncan Financial Planning Advisors in Irwin, Pennsylvania, since 2026, … Continue reading
There are options for former clients of former Aegis Capital Corp. broker Thomas Duggan (CRD# 2757615), who suffered investment losses. He was registered with Aegis Capital Corp. in Melville, New York, from 2016 to 2022. Thomas Duggan Customer Complaints He … Continue reading
Did you lose money investing with Carter, Terry & Company broker Sandy Leff (CRD# 1796695)? She has been registered with Carter, Terry & Company, Inc. in Atlanta, Georgia, since 2016. She was registered with Janney Montgomery Scott LLC in Atlanta, … Continue reading
Former Spartan Capital Securities, LLC broker Jordan Meadow (CRD# 6116538) is accused of stock losses. He was registered with Spartan Capital Securities, LLC in New York, New York, from 2018 to 2023, and Newbridge Securities Corporation in White Plains, New … Continue reading
LPL Financial LLC broker Mitchell Arnold (CRD# 1721111) is accused of stock losses. He has been registered with LPL Financial LLC in Lake Mary, Florida, since 2006. Mitchell Arnold Customer Complaints He has been the subject of one customer complaint, … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Thurston Springer Advisors broker Jenna Spurrier (CRD# 4284511) related to stock losses. She has been registered with Thurston, Springer, Miller, Herd & … Continue reading
Can I recover losses from investments with Edward Jones broker Thaddeus Eubanks (CRD# 5888014) related to stock investments? He has been registered with Edward Jones in Yuba City, California, since 2011. Thaddeus Eubanks Customer Complaints He has been the subject … Continue reading