Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Lawrence Whipple III (CRD# 2701809) regarding stock losses. He was registered with Merrill Lynch, … Continue reading
Erez Law is currently investigating Aegis Capital Corp. broker Alain Ohayon (CRD# 1180975) regarding stock losses. She has been registered with Aegis Capital Corp. in Melville, New York, since 2013. Alain Ohayon Customer Complaints She has been the subject of … Continue reading
Can I recover losses from investments with former Commonwealth Financial Network broker William Grundig (CRD# 2589507)? He has been registered with Kestra Investment Services, LLC in Freehold, New Jersey, since 2025. He was registered with Commonwealth Financial Network in Freehold, … Continue reading
Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Lawrence Cagliostro Jr. (CRD# 2605127) is accused of stock losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Toms River, New Jersey, since 2008. Lawrence Cagliostro Jr. … Continue reading
Were you the victim of Cambridge Investment Research, Inc. broker Glen Ward (CRD# 1986586) regarding stock losses? He has been registered with Cambridge Investment Research, Inc. in Marvin, North Carolina, since 2008, and Cambridge Investment Research Advisors, Inc. in Marvin, … Continue reading
Dominari Securities LLC broker Joshua Shipley (CRD# 6631027) is accused of stock losses. He has been registered with Dominari Securities LLC in New York, New York, since 2023. He was registered with Revere Securities LLC in New York, New York, … Continue reading
Erez Law is currently investigating Apollon Wealth Management, LLC advisor Michael Brinton (CRD# 1565431) regarding stock losses. He has been an investment advisor representative with Terra Wealth Management, LLC in Nashville, Tennessee, since 2022. He has been a finder with … Continue reading
Erez Law is currently investigating former Aegis Capital Corp. broker Eyal Farag (CRD# 3072211) regarding stock losses. He was registered with Aegis Capital Corp. in Melville, New York, from 2014 to 2023. He was registered with the following brokerage firms: … Continue reading
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Shannon Roehrs (CRD# 4359877)? She has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Las Vegas, Nevada, since 2009. Shannon Roehrs Customer Complaints She … Continue reading
Did you lose money investing with former Stifel, Nicolaus & Company, Incorporated broker Danny Davis (CRD# 853374)? He was registered with Stifel, Nicolaus & Company, Incorporated in Omaha, Nebraska, from 2009 to 2025, when he was terminated regarding, “Violation of … Continue reading