Category: Stocks Articles

Were you the victim of stock fraud with Morgan Stanley & Co. LLC broker Pawan Passi (CRD# 5527731)? He was registered with Morgan Stanley & Co. LLC in New York, New York, from 2010 to 2022, when he was terminated … Continue reading →

Erez Law is currently investigating former B. Riley Wealth Management broker Howard Kavinsky (CRD# 5881623) regarding stock losses. He was registered with Supreme Alliance LLC i Charlotte, North Carolina, from September to December 2024, and B. Riley Wealth Management in … Continue reading →

Can you recover losses due to stock recommendations by J.P. Morgan Securities LLC broker Timothy Hawkins (CRD# 5800637)? He has been registered with J.P. Morgan Securities LLC in San Francisco, California, since 2011. Timothy Hawkins Customer Complaints He has been … Continue reading →

Laidlaw & Company (Uk) Ltd. broker Henrique Lucena (CRD# 5605196) is accused of equities and stock losses. He has been registered with Laidlaw & Company (Uk) Ltd. in Coral Gables, Florida, since 2020. He was registered with Morgan Stanley in … Continue reading →

Morgan Stanley broker Helen Rothlein (CRD# 709040) is accused of stock losses. She has been registered with Morgan Stanley in New York, New York, since 2009. Helen Rothlein Customer Complaints She has been the subject of three customer complaints between … Continue reading →

Were you the victim of J.P. Morgan Securities LLC broker Hamid Derbani (CRD# 6899972)? He has been registered with J.P. Morgan Securities LLC in San Francisco, California, since 2018. Hamid Derbani Customer Complaints He has been the subject of one … Continue reading →

Erez Law is currently investigating former Spartan Capital Securities, LLC broker Terry Tzagarakis (CRD# 2796055) regarding stock losses. He was registered with Arive Capital Markets in Bay Ridge, New York, from May 2020 to January 2021. Previously, he was registered … Continue reading →

There are options for clients of former Morgan Stanley broker Guillermo Eiben (CRD# 5697705) who lost money investing in stocks. He has been registered with UBS Financial Services Inc. in New York, New York, since 2023. He was registered with … Continue reading →

There are options for clients of Laidlaw & Company broker Richard Michalski (CRD# 4588706) regarding stock and private placement losses. He has been registered with Laidlaw & Company in New York, New York, since 2010. In November 2023, the United … Continue reading →

Were you the victim of Bolton Global Capital broker Marco Oreamuno (CRD# 4903418)? He has been registered with Bolton Global Capital and Bolton Global Asset Management in Miami, Florida, since 2019. He was registered with Morgan Stanley in Miami, Florida, … Continue reading →