Can you recover losses due to investments with Morgan Stanley broker Sean Fenton (CRD# 5301898)? He has been registered with Morgan Stanley in Chapel Hill, North Carolina, since 2009.
Sean Fenton Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
June 2026. “Client alleges, inter alia, violations of Reg BI with respect to investment strategy involving purchases and sales of Certificates of Deposits and Equity trading 2021-2022.” The case is currently pending. The complaint was regarding CDs and common and preferred stocks.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by Sean Fenton’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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