Were you the victim of SW Financial broker David Latte (CRD# 6700268)? He has been registered with Vienna Capital Partners LLC in New York, New York, from 2023 to 2026, SW Financial in New York, New York, from 2019 to 2022, and Worden Capital Management LLC in New York, New York, from 2017 to 2019.
David Latte Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
March 2023. “Mass CSAG arbitration with multiple reps and clients on it.” The customer sought $844,620 in damages, and the case was settled for $140,000. The complaint was regarding common and preferred stocks and equity OTC losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, SW Financial may be liable for investment or other losses suffered by David Latte’s customers
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
"*" indicates required fields
