Did you lose money investing with LPL Financial LLC and Shepherd Financial Partners, LLC broker Samuel Shepherd (CRD# 6618941)? He has been registered with LPL Financial LLC in Winchester, Massachusetts, since 2017, and Shepherd Financial Partners, LLC in Winchester, Massachusetts, since 2018.
Samuel Shepherd Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
February 2026. “Customer alleges the representative did not act in the best interest of the retail customer by recommending an unsuitable securities investment for the customer’s investment objectives between March 2022 through November 2022.” The customer is seeking $1,400,000 in damages, and the case is currently pending. The complaint was regarding stock losses, and it took place while he was registered with LPL Financial LLC and Shepherd Financial Partners, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC and Shepherd Financial Partners, LLC may be liable for investment or other losses suffered by Samuel Shepherd’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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