Can I recover losses from investments with Stirlingshire Investments broker Robert Baker (CRD# 2878972)? He has been registered with Colorado Financial Service Corporation in Misson Viejo, California, since 2025. He was registered with Stirlingshire Investments in Wildomar, California, from 2023 to 2025, and Tradingblock in Mission Viejo, California, from 2016 to 2017.
Robert Baker Customer Complaints
He has been the subject of four customer complaints between 1999 and 2026, two of which were closed without action, according to his CRD report. The most recent complaint was regarding:
March 2026. “Customer alleges that recommended and implemented investment strategy was unsuitable and misrepresented associated risks and costs.” The customer is seeking $300,000 in damages, and the case is currently pending. The complaint is regarding common and preferred stocks and options losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Stirlingshire Investments may be liable for investment or other losses suffered by Robert Baker’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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