Erez Law is currently investigating PHX Financial, Inc. broker Henry Pinkenberg (CRD# 2375654) regarding stock losses. He has been registered with PHX Financial, Inc. in Fort Lauderdale, Florida, since 2024. He was regisered with I-Bankers Securities, Inc. Boca Raton, Florida, in June 2024, SW Financial in Melville, New York, from 2021 to 2022, Arive Capital Markets in Staten Island, New York, from February to April 2021, Worden Capital Management LLC in New York, New York, from February to December 2019, Spartan Capital Securities, LLC in New York, New York, from 2016 to 2017, Chelsea Financial Services in Huntington, New York, from June to September 2016, and Woodstock Financial Group, Inc. in New York, New York, from January to February 2016.
Henry Pinkenberg Customer Complaints
He has been the subject of two customer complaints between 2017 and 2026, according to his CRD report. The most recent complaint was regarding:
June 2026. “Between May of 2025 through December of 2025, claimant alleges that respondent made unsuitable recommendations that were inconsistent with claimants’ objectives.” The case is currently pending. The complaint was regarding common and preferred stock losses, and it took place while he was registered with PHX Financial, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, PHX Financial, Inc. may be liable for investment or other losses suffered by Henry Pinkenberg’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
"*" indicates required fields
