PHX Financial, Inc. broker Nicholas Yiantselis (CRD# 6953295) is accused of stock losses. He has been registered with PHX Financial, Inc. in Red Bank, New Jersey, since 2022. He was registered with National Securities Corporation in New York, New York, from 2018 to 2022.
Nicholas Yiantselis Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
June 2026. “Between the dates of June 15, 2022 through December 2nd of 2025, claimants alleged respondent made unsuitable recommendations into speculative investments.” The case is currently pending. The complaint was regarding common and preferred stocks, and it took place while he was registered with PHX Financial, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, PHX Financial, Inc. may be liable for investment or other losses suffered by Nicholas Yiantselis’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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