Were you the victim of ThinkEquity LLC broker Charles Giordano (CRD# 2124257)? He has been registered with ThinkEquity LLC in New York, New York, since 1997.
Charles Giordano Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
December 2025. “Claimant, an extremely sophisticated, experienced, high net worth investor alleges a suitability claim regarding one of his investments.” The customer is seeking $215,990 in damages, and the case is currently pending. The complaint was regarding common and preferred stocks.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, ThinkEquity LLC may be liable for investment or other losses suffered by Charles Giordano’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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