Can I recover losses from investments with former Lime Trading Corp. broker Jeffrey Sime (CRD# 1554798)? He has been registered with Atlas Clearing, Inc. in Salt Lake City, Utah, since 2025. He was registered with Lime Trading Corp. in New York, New York, from January to December 2024, Embed Clearing LLC in Vancouver, Washington, from 2022 to 2023, Axos Invest LLC in Las Vegas, Nevada, from 2019 to 2022, and Axos Clearing LLC in Omaha, Nebraska, from 2010 to 2022.
Jeffrey Sime Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
June 2026. “Plaintiffs allege applicant violated Section 15 of the Securities Act of 1933. Plaintiffs allege that applicants firm violated Section 11 and Section 12(a)(2) of the Securities Act of 1933, stemming from the Firms participation in certain IPO’s resulting in applicants alleged violation of Section 15.” The case is currently pending. The complaint took place while he was registered with Lime Trading Corp., and it was regarding common and preferred stocks.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, FIRM may be liable for investment or other losses suffered by Jeffrey Sime’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
"*" indicates required fields
