Did you lose money investing with Capitol Securities Management, Inc. broker Louis Pepe (CRD# 2296683)? He has been registered with Capitol Securities Management, Inc. in Melville, New York, since 2012.
Louis Pepe Customer Complaints
He has been the subject of three customer complaints between 1994 and 2026, one of which was denied, according to his CRD report. The most recent complaint was regarding:
May 2026. “Deceased Customer representatives alleged excessive trading and unsuitable investment recommendations in a brokerage account. Complaint alleges that trading activity from 2022 through 2025 resulted in investment losses. Damages were not specified.” The case is currently pending. The complaint was regarding options and common and preferred stock losses, and it took place while he was registered with Capitol Securities Management, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Capitol Securities Management, Inc. may be liable for investment or other losses suffered by Louis Pepe’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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