Can you recover investment losses due to recommendations by Advisory Services Network broker Jeffrey Stock Jr. (CRD# 4821471)? He has been registered with Kovack Securities Inc. in Camden, South Carolina, since 2014, and Advisory Services Network in Columbia, South Carolina, since 2011.
Jeffrey Stock Jr. Customer Complaints
He has been the subject of two customer complaints between 2020 and 2025, one of which was denied, according to his CRD report:
November 2025. “Claimants allege that a conservation easement purchased in 2016 resulted in unexpected tax consequences.” The case is currently pending. The complaint was regarding common and preferred stocks, and it took place while he was registered with Advisory Services Network.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Advisory Services Network may be liable for investment or other losses suffered by Jeffrey Stock Jr.’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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