There are options for clients of LPL Financial LLC broker Beaux Treguboff (CRD# 5533615) related to stock losses He has been registered with LPL Financial LLC in Glendale, Arizona, since 2020. He was registered with Morgan Stanley in Peoria, Arizona, from 2009 to 2021.
Beaux Treguboff Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
August 2026. “Customer alleges the representative did not act in the best interest of the retail customer by recommending an unsuitable securities investment for the customer’s investment objectives in the fall of 2025.” The customer is seeking $650,000 in damages, and the case is currently pending. The complaint was regaridng common and preferred stock losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by Beaux Treguboff’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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