Category: Insurance
There are options for customers of former NYLife Securities LLC broker Daniel Jossen (CRD# 5463761) who suffered investment losses. Jossen was registered with NYLife Securities LLC in Bethesda, Maryland from 2011 to 2021, when he was terminated regarding “Mr. Jossen … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker Raymond Velasco (CRD# 4867519) regarding investment losses. Velasco was registered with LPL Financial LLC in Lisle, Illinois from 2016 to 2019, when he was terminated regarding, “Submission of inaccurate retirement … Continue reading
Did you lose money investing with former MML Investors Services, LLC broker Adam Belardino (CRD# 5221927)? He was registered with MML Investors Services, LLC in Elmsford, New York from 2017 to 2019, when he was terminated regarding, “Registered Representative terminated … Continue reading
Were you the victim of Edward Jones broker James Bowdish (CRD# 3123554)? Bowdish has been registered with Edward Jones in Raleigh, North Carolina since 1998. Bowdish has been the subject of two customer complaints between 2008 and 2020, one of … Continue reading
There are options for clients who lost money investing with MML Investors Services, LLC broker Harrison Nathan (CRD# 3275199). Nathan has been registered with MML Investors Services, LLC in Atlanta, Georgia since 2010. Nathan has been the subject of one … Continue reading
Were you the victim of Transamerica Financial Advisors, Inc. broker Feng Luo (CRD# 5508192)? Luo has been registered with Transamerica Financial Advisors, Inc. in Rancho Cucamonga, California since 2012. Luo has been the subject of one customer complaint, according to … Continue reading
Erez Law is currently investigating former State Farm VP Management Corp. broker Steven Gary (CRD# 3006884) regarding insurance losses. Gary was registered with State Farm VP Management Corp. in Fort Worth, Texas from 1997 to 2018. In April 2020, FINRA … Continue reading
Were you the victim of former Country Capital Management Company broker Adam Lopez (CRD# 5562750)? Lopez was registered with Country Capital Management Company in Springfield, Illinois from 2008 to 2018, when he was terminated regarding, “Individual was terminated by Firm … Continue reading
Did you lose money investing with former MML Investors Services, Inc. broker Jon Reppert (CRD# 1474315)? Reppert was registered with Madison Avenue Securities, LLC in Addison, Texas from 2017 to 2018 and previously with Kalos Capital, Inc. in Addison, Texas … Continue reading
Erez Law is currently investigating former Northwestern Mutual Investment Services, LLC broker John Chrysadakis (CRD# 5680661) who was recently barred by FINRA. Chrysadakis was registered with Northwestern Mutual Investment Services, LLC in Norwalk, Connecticut from 2010 to 2019, when he … Continue reading