Can I recover losses from investments with The Leaders Group, Inc. broker Jorge Valdes (CRD# 2403666)? He has been registered with The Leaders Group, Inc. in Miami, Florida, since 2021, and Financial Designs Wealth Management in Miami, Florida, since 2023. He was registered with Financial Designs Wealth Management in Miami, Florida, from 2021 to 2023, TLG Advisors, Inc. in Miami, Florida, in June 2021, and Voya Financial Advisors, Inc. in Miami, Florida, from 1995 to 2021.
Jorge Valdes Customer Complaints
He has been the subject of two customer complaints between 2008 and 2025, one of which was denied, according to his CRD report:
June 2025. “Consisting of Twisting, Misrepresenting, Forgery/False Attestation.” The customer sought $323,832 in damages, and the case was settled for $323,832. The complaint was regarding insurance losses, and it took place while he was registered with The Leaders Group, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, The Leaders Group, Inc. may be liable for investment or other losses suffered by Jorge Valdes’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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