There are options for clients of Northwestern Mutual Investment Services, LLC broker Nicholas Curtis (CRD# 6133104), who suffered investment losses. He has been registered with Northwestern Mutual Investment Services, LLC in Upper Arlington, Ohio, since 2013.
Nicholas Curtis Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
June 2026. “Customer’s son alleges on the customer’s behalf that the sale of a variable universal life policy in October 2018 was not suitable, that the level of funding necessary to make the policy viable was not clear, and that other avenues to achieve the customer’s goals were not discussed.” The case is currently pending. The complaint was regarding insurance losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Northwestern Mutual Investment Services, LLC may be liable for investment or other losses suffered by Nicholas Curtis’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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