Can I recover losses from investments with MML Investors Services, LLC broker Andrew Stauff (CRD# 6254406)? He has been registered with MML Investors Services, LLC in Minneapolis, Minnesota, from 2017 to 2025, and MSI Financial Services, Inc. in Minnetonka, Minnesota, from 2015 to 2017.
Andrew Stauff Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
August 2026. “The complainants allege that the rep was involved in a matter in 2024 where he provided the complainants with a referral to a third party, who accepted $500,000 from the complainants to obtain a line of credit for them to make interest payments on whole life insurance policies, but who failed to complete the transaction or return the funds. The complainants further allege that, despite red flags surrounding this third party, the rep recommended they work with him to secure financing.” The case is currently pending. The complaint was regarding insurance losses, and it took place while he was registered with MML Investors Services, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, MML Investors Services, LLC may be liable for investment or other losses suffered by Andrew Stauff’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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