There are options for customers of former Verity Asset Management broker Carlos Ingram (CRD# 4342081) who lost money due to unsuitable transactions. He has been registered with Silver Oak Securities, Incorporated in Atlanta, Georgia since 2020. Previously, he was registered with Verity Asset Management in Atlanta, Georgia from 2016 to 2020.
Carlos Ingram Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
January 2022. “Unauthorized liquidation of [REDACTED] individual brokerage account in January 2016.” The customer is seeking $149,828.17 in damages and the case is currently pending. The complaint was regarding mutual fund losses and took place while he was registered with
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Verity Asset Management may be liable for investment or other losses suffered by Carlos Ingram’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.