LPL Financial LLC Broker Brad Hensen Investment Loss Options

LPL Financial LLC

Were you the victim of LPL Financial LLC broker Brad Hensen (CRD# 5136446) regarding unsuitable investment recommendations? He has been registered with LPL Financial LLC in Salem, Ohio since 2010. 

Brad Hensen Customer Complaints

He has been the subject of one customer complaint, according to his CRD report:

February 2022. “Customer alleges that in 2016, representative made a recommendation that he invest in and hold a closed-end fund and a business development company that was unsuitable for the customer’s risk tolerance and investment objectives.” The customer is seeking $160,000 in damages and the case is currently pending. The complaint was regarding business development companies (BDCs) and securities futures. 

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by Brad Hensen’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.