Were you the victim of former MML Investors Services, LLC broker Todd Sivak (CRD# 2201246) regarding mutual fund losses? He has been registered with LPL Financial LLC in Oconomowoc, Wisconsin since 2020. Previously, he was registered with MML Investors Services, … Continue reading
Erez Law is currently investigating former Cetera Investment Advisers LLC broker Hui Zhang (CRD# 5918387) regarding unsuitable investment recommendations. He has been registered with Independent Financial Group, LLC in San Gabriel, California since 2020. Previously, he was registered with Cetera … Continue reading
Erez Law is currently investigating Morgan Stanley broker David Letnertz (CRD# 2287146) regarding unsuitable investment recommendations. He has been registered with Morgan Stanley in Newport Beach, California since 2009. David Letnertz Customer Complaints He has been the subject of two … Continue reading
Were you the victim of UBS Financial Services Inc. broker Laurel Bobrowich (CRD# 707915) due to investment fraud? She has been registered with UBS Financial Services Inc. in Wellesley, Massachusetts since 1980. Laurel Bobrowich Customer Complaints She has been the … Continue reading
Erez Law is currently investigating former Woodstock Financial Group, Inc. broker Eric Nicolassy (CRD# 6244539) regarding stock losses. He has been registered with Network 1 Financial Securities Inc. in Red Bank, New Jersey since 2020. Previously, he was registered with … Continue reading
There are options for clients of J.W. Cole Financial, Inc. broker Burton Carter (CRD# 1085739) who suffered losses due to investments with mutual funds due to investment fraud. He has been registered with J.W. Cole Financial, Inc. in Kingman, Arizona … Continue reading
Erez Law is currently investigating former Wells Fargo Clearing Services, LLC broker Gerardo Castillo (CRD# 2886319) regarding unit investment trusts (UITs) losses. He has been registered with Insigneo Securities, LLC in Miami, Florida since 2018. Previously, he was registered with … Continue reading
Erez Law is currently investigating former Raymond James & Associates, Inc. broker Brent Greninger (CRD# 5810070) regarding unsuitable investment recommendations. He has been registered with Buckman, Buckman & Reid, Inc. in North Palm Beach, Florida since January 2022. Previously, he … Continue reading
Erez Law is currently investigating former Cetera Investment Services LLC broker Xiangyu Zhang (CRD# 5050282) regarding real estate investment losses due to investment fraud. He was registered with Wells Fargo Clearing Services, LLC in Alhambra, California from 2017 to 2019, … Continue reading
There are options for clients of former Royal Alliance Associates, Inc. broker Arthur Grossbard (CRD# 1020971) who lost money investing in private placements. He has been registered with Ameriprise Financial Services, LLC in West Orange, New Jersey since 2020. Previously, … Continue reading