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There are options for customers of former Oppenheimer & Co. Inc. financial advisor Royce Simpson (CRD# 1403356) regarding investment losses. Simpson was registered with Oppenheimer & Co. Inc. in Houston, Texas from 2011 to 2014. In March 2015, Simpson was … Continue reading
Erez Law recently filed a $310,00 FINRA arbitration against The GMS Group, LLC for losses sustained from investments in Puerto Rico bonds. The customers alleges that Glen Rosenberg (CRD# 2705889), who has been a registered representative of in Boca Raton, … Continue reading
Erez Law is currently investigating RBC Capital Markets, LLC financial advisor Thomas Eades (CRD# 704136) regarding energy sector losses. Eades has been registered with RBC Capital Markets, LLC in Dallas, Texas since 1998. Over the past few years, oil prices … Continue reading
In June 2018, a former client of Oppenheimer & Co., Inc. won an award in a FINRA arbitration for compensatory damages for $800,000 for losses sustained from unauthorized trades and unsuitable investments in the customer’s accounts. The investors were clients … Continue reading
Did you lose money investing with Morgan Stanley broker Barry Garapedian (CRD# 1039257) who is accused of unsuitable investment recommendations? He was registered with Morgan Stanley in Westlake Village, California from 2009 to 2021, when he was terminated regarding, “Allegations … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Westpark Capital, Inc. financial advisor Lawrence Fawcett Jr. (CRD# 5851474). Fawcett was registered with Westpark Capital, Inc. in Los Angeles, California from … Continue reading
Were you the victim of former National Securities Corporation financial advisor Edward Mirabella Jr. (CRD# 2843670)? Mirabella has been registered with National Securities Corporation in Edison, New Jersey from 2009 to May 2016. Mirabella has been the subject of five … Continue reading
Erez Law is currently investigating former Titan Securities broker Walter Parker (CRD# 2131232) regarding unsuitable investment recommendations. Parker was registered with Titan Securities in Rowlett, Texas from 2006 to March 2018. In May 2018, Parker was sanctioned to $7,500 in … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Ross, Sinclaire & Associates, LLC financial advisor Anthony Conti (CRD# 1447173). Conti has been registered with Boenning & Scattergood, Inc. in Carnegie, … Continue reading
Were you the victim of former Securities Service Network, Inc. broker Peter Holler (CRD# 838897)? Holler was registered with Securities Service Network, Inc. in Bristol, Tennessee from 2001 to August 2017, when he was terminated regarding, “The representative participated in … Continue reading