Erez Law is currently investigating Arkadios Capital broker Mark Thompson (CRD# 4632270) regarding unsuitable investment recommendations. He has been registered with Arkadios Capital in Atlanta, Georgia since 2017 and with EPG Wealth Management LLC in Atlanta, Georgia since 2019. Previously, he was registered with ACG Wealth Inc. in Atlanta, Georgia from 2009 to 2021.
Mark Thompson Customer Complaints
He has been the subject of three customer complaints between 2020 and 2022, according to his CRD report:
March 2022. “Claimant alleges negligence, overconcentration, and unsuitable recommendations with regard to alternative investments.” The customer is seeking $1 million in damages and the case is currently pending. The complaint was regarding direct investments and real estate securities, and the complaint was regarding Triad Advisors LLC and Arkadios Capital.
July 2020. “The complaint was regarding direct investments and real estate securities, and the complaint was regarding Triad Advisors LLC and Arkadios Capital.” The case was settled for $138,000. The complaint took place while he was registered with Triad Advisors LLC and Arkadios Capital and was regarding real estate securities and direct investments.
May 2020. “Misrepresentation private placement in February 2017.” The customer is seeking
$50,000 in damages. The complaint was regarding private placements and the complaint was regarding Arkadios Capital.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, FIRM may be liable for investment or other losses suffered by Mark Thompson’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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