Erez Law is currently investigating National Securities Corp. brokers across the country who allegedly recommended their clients invest in GPB Capital Holdings. In June 2022, FINRA sanctioned National Securities Corp. to pay approximately $9 million, including: disgorgement of $4.77 million … Continue reading
Erez Law is currently investigating Independent Financial Group, LLC broker Jerry Tuma (CRD# 730104) regarding real estate investment trusts (REITs). He has been registered with Independent Financial Group, LLC in Dallas, Texas since 2012 as well as with Cornerstone Financial … Continue reading
Erez Law is currently investigating former Cabot Lodge Securities LLC broker Ann Werts (CRD# 5057784) regarding GWG Holdings Inc. L Bonds losses. She has been registered with Madison Avenue Securities, LLC in Lakewood, Colorado since 2021 and with AE Wealth … Continue reading
Erez Law is currently investigating D.A. Davidson & Co. broker Ryan Meeks (CRD# 6134757) regarding stock losses. He has been registered with D.A. Davidson & Co. in Bozeman, Montana since 2012. Ryan Meeks Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating former National Securities Corporation broker Michael Restagno (CRD# 5532695) regarding real estate investment trust (REIT) losses. He has been registered with Aegis Capital Corp. in Garden City, New York since 2017. Previously, he was registered … Continue reading
Can I recover losses from investments with LPL Financial LLC broker Roger Sims (CRD# 2838516) regarding real estate investment trusts (REIT) investment losses? He has been registered with LPL Financial LLC in Greer, South Carolina since 2008. Roger Sims Customer … Continue reading
Were you the victim of former Morgan Stanley broker Mark Frommer (CRD# 1553129) regarding unsuitable and unauthorized trades? He has been registered with Oppenheimer & Co. Inc. in Chicago, Illinois since 2019. Previously, he was registered with Morgan Stanley in … Continue reading
In June 2022, a former client of UBS Financial Services Inc. won an award in a FINRA arbitration for compensatory damages for $975,606 for losses sustained due to brokers who misled clients who didn’t understand the risky UBS Yield Enhancement … Continue reading
Erez Law is currently investigating former First Allied Securities, Inc. broker William Chancellor (CRD# 1277838) regarding real estate losses due to investment fraud. He was registered with First Allied Securities, Inc. in Ridgeland, Mississippi from 2012 to 2017. In May … Continue reading
Were you the victim of Morgan Stanley broker Timothy Jennings (CRD# 4553681) who is accused of investment fraud? He has been registered with Morgan Stanley in Ithaca, New York since 2019. Previously, Morgan Stanley in Binghamton, New York from 2014 … Continue reading