Erez Law is currently investigating Arive Capital Markets broker Mirsad Muharemovic (CRD# 3122589) regarding common and preferred stocks. He has been registered with Arive Capital Markets in Staten Island, New York since 2016.
Mirsad Muharemovic Customer Complaints
He has been the subject of three customer complaints between 2000 and 2019, according to his CRD report. The most recent complaints are regarding:
August 2019. “Churning, Excessive Trading, Unsuitability.” The customer sought $307,042 in damages and the case was settled for $115,000. The complaint was regarding common and preferred stocks.
July 2018. “Unsuitability.” The customer sought $1 million in damages and the case was settled for $72,500. The complaint was regarding common and preferred stocks.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Arive Capital Markets may be liable for investment or other losses suffered by Mirsad Muharemovic’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.