Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Cass Jenkins (CRD# 4304584) who is accused of unsuitable investment recommendations? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Fort Worth, Texas since 2002.
Cass Jenkins Customer Complaints
He has been the subject of three customer complaints between 2008 and 2022, one of which was denied, according to his CRD report. The most recent complaint was regarding:
March 2022. “The customer alleges an unsuitable investment strategy and omission of material facts related to the sale of securities from February 2020 until March 2020.” The customer is seeking $2,300,000 in damages and the case is currently pending. The complaint was regarding equity OTC and pledged collateral and took place while Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Merrill Lynch, Pierce, Fenner & Smith Incorporated may be liable for investment or other losses suffered by Cass Jenkins’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.