Did you lose money investing with LPL Financial LLC and Shepherd Financial Partners, LLC broker Samuel Shepherd (CRD# 6618941)? He has been registered with LPL Financial LLC in Winchester, Massachusetts, since 2017, and Shepherd Financial Partners, LLC in Winchester, Massachusetts, … Continue reading
Were you the victim of Osaic Wealth, Inc. broker Russell Stout (CRD# 4525503)? He has been registered with Osaic Wealth, Inc. in Syracuse, New York, since 2023. He was registered with Sagepoint Financial, Inc. in Syracuse, New York, from 2020 … Continue reading
Erez Law is currently investigating former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Nicholas Nanas (CRD# 6682005) regarding stock losses. He has been registered with J.P. Morgan Securities LLC in New York, New York, since 2026. He was registered … Continue reading
Were you the victim of Goldman Sachs & Co. LLC broker Kyle Tisone (CRD# 6514021)? He has been registered with Goldman Sachs & Co. LLC in Chicago, Illinois, since 2016. Kyle Tisone Customer Complaints He has been the subject of … Continue reading
Did you lose money investing in stocks with Spartan Capital Securities, LLC broker Joseph Rogers (CRD# 7517628)? He has been registered with Spartan Capital Securities, LLC in New York, New York, since 2022. He was registered with SW Financial in … Continue reading
Were you the victim of Piper Sandler & Co. broker Alex Johnson (CRD# 6994027)? He has been registered with Piper Sandler & Co. in Minneapolis, Minnesota, since 2021. He was registered with Craig-Hallum Capital Group LLC in Minneapolis, Minnesota, from … Continue reading
Were you the victim of ThinkEquity LLC broker Charles Giordano (CRD# 2124257)? He has been registered with ThinkEquity LLC in New York, New York, since 1997. Charles Giordano Customer Complaints He has been the subject of one customer complaint, according … Continue reading
Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Gustavo Marcondes (CRD# 7696207) is accused of stock losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, New York, from 2023 to 2024. Gustavo Marcondes … Continue reading
Can you recover investment losses due to recommendations by Advisory Services Network broker Jeffrey Stock Jr. (CRD# 4821471)? He has been registered with Kovack Securities Inc. in Camden, South Carolina, since 2014, and Advisory Services Network in Columbia, South Carolina, … Continue reading
Can you recover losses due to recommendations by Robert W. Baird & Co. Incorporated broker Christopher Chlupp (CRD# 2950578)? He has been registered with Robert W. Baird & Co. Incorporated in West Bend, Wisconsin, since 1998. Christopher Chlupp Customer Complaints … Continue reading