Were you the victim of Piper Sandler & Co. broker Alex Johnson (CRD# 6994027)? He has been registered with Piper Sandler & Co. in Minneapolis, Minnesota, since 2021. He was registered with Craig-Hallum Capital Group LLC in Minneapolis, Minnesota, from 2018 to 2020.
Alex Johnson Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
June 2025. “The claim alleges that an error occurred in June 2023 leading to the sale of shares that were not fully vested and therefore subject to restrictions on transfer. The stock price subsequently increased. The customer asserts that he would have been able to sell the shares at the higher price if he had not sold previously.” The customer is seeking $9,100,000 in damages, and the case is currently pending. The complaint was regarding common and preferred stock losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Piper Sandler & Co. may be liable for investment or other losses suffered by Alex Johnson’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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