There are options for clients of former Cary Street Partners broker Thomas Underwood III (CRD# 6006367) who suffered investment losses. He was registered with Cary Street Partners in Glen Allen, Virginia, from 2023 to 2024, when he was terminated regarding, … Continue reading
Did you lose money investing with Morgan Stanley broker Sean McKeever (CRD# 2814095)? He has been registered with Morgan Stanley in Philadelphia, Pennsylvania, since 2009. Sean McKeever Customer Complaints He has been the subject of one customer complaint, according to … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker Nicholas Olivas (CRD# 6803146) regarding options trading losses. He has been registered with Prospera Financial Services, Inc. in Irvine, California, since 2025. He was registered with LPL Financial LLC in … Continue reading
Can I recover losses from investments with Kingswood Capital Partners, LLC broker Matthew Nadeau (CRD# 4637541) regarding Delaware Statutory Trust (DST) products? He has been registered with Kingswood Capital Partners, LLC in Roseville, California, since 2021, and Kingswood Wealth Advisors, … Continue reading
There are options for clients of Stifel, Nicolaus & Company, Incorporated broker Ryan Masters (CRD# 5743021) who suffered investment losses. He has been registered with Morgan Stanley in Coral Gables, Florida, since 2025. He was registered with Stifel, Nicolaus & … Continue reading
Did you lose money investing with Great Point Capital LLC broker Peter Chernin (CRD# 6787497)? He has been registered with Quincy Wells Capital, LLC in Chicago, Illinois, since 2026. He was registered with Great Point Capital LLC in Chicago, Illinois, … Continue reading
Erez Law is currently investigating California broker Kurt Jackson (CRD# 2913769) regarding high-risk energy sector losses. He has been registered with Commonwealth Financial Network in Arroyo Grande, California, since 2015. He was registered with NFP Advisor Services, LLC in San … Continue reading
Were you the victim of former Rockefeller Financial LLC broker Shay Scruggs (CRD# 4173046)? He was registered with Rockefeller Financial LLC in Dallas, Texas, from 2020 to 2026. Previously, he was registered with UBS Financial Services Inc. in Houston, Texas, … Continue reading
Did you lose money investing with former First Standard Financial Company LLC broker Philip Noto (CRD# 4837180)? He was registered with First Standard Financial Company LLC in Red Bank, New Jersey, from 2014 to 2018. According to BrokerCheck, he has … Continue reading
Were you the victim of Madison Avenue Securities, LLC broker John Moriarty (CRD# 2720704)? He has been registered with Madison Avenue Securities, LLC in Kirkwood, Missouri, since 2022, and Transce3nd LLC in Kirkwood, Missouri, since 2022. He was registered with … Continue reading