Were you the victim of former LPL Financial LLC broker Gabriel Martin (CRD# 7815903)? He was registered with LPL Financial LLC in Covington, Louisiana, from 2023 to 2024. Gabriel Martin Customer Complaints He has been the subject of one customer … Continue reading
Unauthorized trading and broker embezzlement get mixed up all the time, but the difference matters when you’re trying to get your money back. Your broker made trades you never asked for. Or money left your account, and you have no … Continue reading
Erez Law is currently investigating Herbert J. Sims & Co, Inc. broker Shane Applebaum (CRD# 4772668), who is accused of private placement losses. He has been registered with Herbert J. Sims & Co, Inc. in Boca Raton, Florida, since 2004. … Continue reading
When a broker downplays risk or fails to explain high internal costs, savers end up locked into long-term contracts that erode their principal balance. Brokerage firms and their representatives are expected to disclose material costs, fees, risks, and restrictions associated … Continue reading
Variable annuities are not inherently fraudulent products. But an unsuitable variable annuity sold to the wrong person, under the wrong circumstances, with fees and restrictions buried in fine print, is a serious legal problem. Securities attorneys who handle investment fraud … Continue reading
Were you the victim of Osaic Wealth, Inc. broker Diana Leon (CRD# 4857407)? She has been registered with Osaic Wealth, Inc. in Gaithersburg, Maryland, since 2024. He was registered with Woodbury Financial Services, Inc. in Gaithersburg, Maryland, from 2018 to … Continue reading
There are options for clients who lost money investing in former Equity Services, Inc. broker Andrew Gentiluomo (CRD# 4975462). He was registered with Vanderbilt Securities, LLC in Roanoke, Virginia, from 2025 to 2026, and Equity Services, Inc. in Roanoke, Virginia, … Continue reading
There are options for clients of LPL Financial LLC broker Nicholas Photiadis (CRD# 2978120), who is accused of unsuitable investment recommendations. He has been registered with LPL Financial LLC in Paramus, New Jersey, since 2011. Nicholas Photiadis Customer Complaints He … Continue reading
Were you the victim of Cabot Lodge Securities LLC broker Stephen Meskan (CRD# 2001506)? He has been registered with Cabot Lodge Securities LLC in Chicago, Illinois, since 2019, and Cl Wealth Management LLC in Chicago, Illinois, since 2019. He was … Continue reading
Were you the victim of Portsmouth Financial Services broker Mark D’Ercole (CRD# 820220)? He has been registered with Portsmouth Financial Services in San Francisco, California, from 2003 to 2022. Mark D’Ercole Customer Complaints He has been the subject of two … Continue reading