There are options for clients of United Planners’ Financial Services Of America A Limited Partner broker Donald Vieth (CRD# 5100754). He has been registered with Quincy Wells Capital, LLC in Chicago, Illinois, since 2026. He was registered with Quincy Wells … Continue reading
Did you lose money investing with former Oppenheimer & Co. Inc. broker Richard Anthony (CRD# 1811812)? He was registered with Oppenheimer & Co. Inc. in New York, New York, from 2024 to 2026, Oppenheimer & Co. Inc. in New York, … Continue reading
Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Gustavo Marcondes (CRD# 7696207) is accused of stock losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, New York, from 2023 to 2024. Gustavo Marcondes … Continue reading
Can you recover investment losses due to recommendations by Advisory Services Network broker Jeffrey Stock Jr. (CRD# 4821471)? He has been registered with Kovack Securities Inc. in Camden, South Carolina, since 2014, and Advisory Services Network in Columbia, South Carolina, … Continue reading
Citigroup Global Markets Inc. broker William Chan (CRD# 3103541) was accused of structured note losses. He has been registered with Citigroup Global Markets Inc. in Rowland Heights, California, since 2011. William Chan Customer Complaints He has been the subject of … Continue reading
Can I recover losses from investments with Trustmont Financial Group, Inc. broker Emmet Martin Sr. (CRD# 3053367)? He has been registered with Trustmont Financial Group, Inc. and Trustmont Advisory Group, Inc. in Mauldin, South Carolina, since 2010. He was registered … Continue reading
Erez Law is currently investigating McDermott Investment Services, LLC broker James Poindexter (CRD# 1867899) regarding Delaware Statutory Trusts (DSTs) losses. He has been registered with McDermott Investment Services, LLC in Prescott, Arizona, since 2019, and Independent Wealth Network, Inc. in … Continue reading
Were you the victim of Wells Fargo Clearing Services, LLC broker Anthony Clifford (CRD# 6285441)? He has been registered with Wells Fargo Clearing Services, LLC in San Francisco, California, since 2017, and Wells Fargo Advisors in San Francisco, California, since … Continue reading
Erez Law is currently investigating former Great Point Capital LLC broker Timothy Marshall (CRD# 2037031) regarding real estate securities. He has been registered with Quincy Wells Capital, LLC in Chicago, Illinois, since 2026. He was registered with Great Point Capital … Continue reading
Were you the victim of former Aegis Capital Corp. broker Surage Perera (CRD# 4716321)? He has been registered with Aegis Capital Corp. in Melville, New York, from 2018 to 2022. Previously, he was registered with Maxim Group LLC in New … Continue reading