Can I recover losses from investments with Wealthforge Securities, LLC broker Peter Roberts (CRD# 6982848)? He has been registered with Wealthforge Securities, LLC in Richmond, Virginia, since 2019. He was registered with Cabot Lodge Securities LLC in Orange, California, from March to November 2019, and Sandlapper Securities, LLC in Greenville, South Carolina, from 2018 to 2019.
Peter Roberts Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
April 2026. “From investment activity in August of 2022, claimants allege the following: misrepresentation and omission of material facts, lack of due diligence, lack of suitability, negligence, breach of fiduciary duty, and failure to supervise.” The customer is seeking $200,000 in damages, and the case is currently pending. The complaint was regarding private placement losses, and it took place while he was registered with Wealthforge Securities, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Wealthforge Securities, LLC may be liable for investment or other losses suffered by Peter Roberts’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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