Cetera Wealth Services, LLC broker Hector Mena (CRD# 5400535) is accused of unsuitable investment recommendations. He has been registered with Cetera Wealth Services, LLC in Hypoluxo, Florida, since 2021, and Cetera Investment Advisers LLC in Hypoluxo, Florida, since 2023. He … Continue reading
Can you recover losses due to recommendations by LPL Financial LLC broker Matthew Greene (CRD# 3175382)? He has been registered with LPL Financial LLC in Covington, Louisiana, since 2012, and Pelican Advisory LLC in Covington, Louisiana, since 2024. He was … Continue reading
Erez Law is currently investigating Kingsbury Capital Investment Advisors broker Asher Wolmark (CRD# 2064857) regarding unsuitable investment recommendations. He has been registered as an investment advisor representative with Kingsbury Capital Investment Advisors in Chicago, Illinois, since 2008. He was registered … Continue reading
Were you the victim of ThinkEquity LLC broker Charles Giordano (CRD# 2124257)? He has been registered with ThinkEquity LLC in New York, New York, since 1997. Charles Giordano Customer Complaints He has been the subject of one customer complaint, according … Continue reading
Were you the victim of J.P. Morgan Securities LLC broker Jeffrey Frankos (CRD# 4006785)? He has been registered with Raymond James & Associates, Inc. in San Francisco, California, since 2022. He was registered with J.P. Morgan Securities LLC in San … Continue reading
There are options for clients of former Newbridge Financial Services Group, Inc. broker Kenneth Arena (CRD# 6997), who is accused of alternative investment losses. He has been registered with Cetera Wealth Services, LLC in Pompano Beach, Florida, since 2023, and … Continue reading
Former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Barbara Bart (CRD# 5404157) is accused of unsuitable investment recommendations. She has been listed as a financial advisor with Bank of America in Savannah, Georgia, since 2009, and a financial advisor … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Jonas Everett (CRD# 2396343) regarding real estate security losses. He has been registered with LPL Financial LLC in Cedar Rapids, Iowa, since 2018. He was registered with Cambridge Investment Research Advisors, … Continue reading
There are options for clients of Raymond James & Associates, Inc. broker Barry Sobel (CRD# 2014407) who suffered investment losses due to unsuitable recommendations. He has been registered with Raymond James & Associates, Inc. in Atlanta, Georgia, since 2016. He … Continue reading
Erez Law is currently investigating Success Wealth Management LLC broker John Blanck (CRD# 5251950), who faces a $9 million customer complaint. He was registered with The Leaders Group, Inc. in Traverse City, Michigan, from 2011 to 2023. He has been … Continue reading