There are options for clients of former AAG Capital, Inc. broker Daniel Goodwin (CRD# 5752768), who is accused of unsuitable investment recommendations. He has been registered with Quincy Wells Capital, LLC in Chicago, Illinois, since 2026, Accurate Wealth Management, LLC in The Woodlands, Texas, since 2022, and Provident Wealth Advisors, LLC in The Woodlands, Texas, since 2011. He was registered with Great Point Capital LLC in The Woodland, Texas, from 2024 to 2026, and AAG Capital, Inc. in The Woodlands, Texas, from 2022 to 2024.
Daniel Goodwin Customer Complaints
He has been the subject of two customer complaints in 2026, according to his CRD report:
April 2026. “Client claims investment recommendation was unsuitable in view of his financial situation, investment objectives and risk tolerance.” The customer is seeking $186,756.35 in damages, and the case is currently pending. The complaint was regarding direct investments and real estate securities, and it took place while he was registered with AAG Capital, Inc
March 2026. “Respondent’s investment recommendation was also unsuitable for claimant in view of his financial situation, investment objectives and risk tolerance.” The customer is seeking $277,785.11 in damages, and the case is currently pending. The complaint was regarding direct investments and real estate securities, and it took place while he was registered with AAG Capital, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, AAG Capital, Inc. may be liable for investment or other losses suffered by Daniel Goodwin’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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