Were you the victim of UBS Financial Services Inc. broker Richard Mirrielees (CRD# 6103848)? He has been registered with UBS Financial Services Inc. in Weehawken, New Jersey, since 2017. Richard Mirrielees Customer Complaints He has been the subject of one … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Jennifer Eilers (CRD# 2410129), who is accused of customer investment losses. She has been registered with LPL Financial LLC in Park Ridge, Illinois, since 2021. She was registered with BMO Harris … Continue reading
LPL Financial LLC broker Mitchell Arnold (CRD# 1721111) is accused of stock losses. He has been registered with LPL Financial LLC in Lake Mary, Florida, since 2006. Mitchell Arnold Customer Complaints He has been the subject of one customer complaint, … Continue reading
Did you lose money investing with Cetera Advisors LLC broker William Carlton (CRD# 1215541)? He was registered with Cetera Advisors LLC in Bellevue, Washington, from 2022 to 2024, when he was terminated regarding, “Inappropriate Trading Practices.” He was registered with … Continue reading
Erez Law is currently investigating former Herbert J. Sims & Co, Inc. broker Todd Kennedy (CRD# 1002060) regarding unsuitable investment recommendations. He has been registered with The Oak Ridge Financial Services Group, Inc. in Golden Valley, Minnesota, since 2024. He … Continue reading
Erez Law is currently investigating former Western International Securities broker Toni Iannarelli (CRD# 1193641) regarding real estate investment losses. She has been registered with LPL Financial LLC in Westlake Village, California, since 2025. He was registered with Western International Securities … Continue reading
There are options for customers of former Lion Street Financial, LLC broker Larry Tolbert (CRD# 1054714), who is accused of corporate debt losses. He has been registered with Integrity Alliance, LLC in Memphis, Tennessee, since 2025, and Csenge Advisory Group, … Continue reading
Can you recover losses due to recommendations by MML Investors Services, LLC broker Suldeep Madan (CRD# 6114646)? He has been registered with MML Investors Services, LLC in Long Island City, New York, since 2016. He was registered with NYLife Securities … Continue reading
Erez Law is currently investigating Cambridge Investment Research, Inc. broker Dennis Lerner (CRD# 1007397) regarding energy sector losses. He was registered with Cambridge Investment Research, Inc. in Big Rapids, Michigan, from 2011 to 2021. Dennis Lerner Customer Complaints He has … Continue reading
Did you lose money investing with former Raymond James Financial Services, Inc. broker Meredith Webber (CRD# 2435263)? She was registered with Raymond James Financial Services, Inc. in Cobleskill, New York, from 2022 to 2024, and Ameriprise Financial Services, LLC in … Continue reading