Erez Law is currently investigating former Aegis Capital Corp. broker Adam Stern (CRD# 1726306) regarding private placement losses. He has been registered with ThinkEquity LLC in New York, New York, since 2026. He was registered with Aegis Capital Corp. in … Continue reading
Were you the victim of LPL Financial LLC broker Christ Mavrakos (CRD# 1793086)? He has been registered with LPL Financial LLC in Safety Harbor, Florida, since 2012, and MFP Financial Services, LLC in Safety Harbor, Florida, since 2024. He was … Continue reading
Were you the victim of Independent Financial Group, LLC broker David Elhoff (CRD# 855864)? He has been registered with Independent Financial Group, LLC in Surprise, Arizona, from 2004 to 2026. In March 1998, the state of California summarily revoked the … Continue reading
There are options for clients of former Equitable Advisors, LLC broker Brandon Spano (CRD# 4601257), who is accused of misappropriating funds. He has been registered with MML Investors Services, LLC in Saddle Brook, New Jersey from August to December 2023, … Continue reading
Can you recover losses due to recommendations by Robert W. Baird & Co. Incorporated broker Christopher Chlupp (CRD# 2950578)? He has been registered with Robert W. Baird & Co. Incorporated in West Bend, Wisconsin, since 1998. Christopher Chlupp Customer Complaints … Continue reading
Morgan Stanley broker Daniel Becraft (CRD# 2877734) is accused of unsuitable options losses. He has been registered with Morgan Stanley in Seattle, Washington, since 2009. Daniel Becraft Customer Complaints He has been the subject of two customer complaints between 2002 … Continue reading
There are options for clients of CFD Investments, Inc. broker Scott Oliphant (CRD# 4551455), who is accused of real estate securities losses. He has been registered with Cetera Advisors LLC in Columbus, Indiana, since 2019, and Cetera Investment Advisers LLC … Continue reading
There are options for clients of J.P. Morgan Securities LLC broker Sean Warren (CRD# 5749009). He has been registered with J.P. Morgan Securities LLC in Goodyear, Arizona, since 2012. Sean Warren Customer Complaints He has been the subject of two … Continue reading
Erez Law is currently investigating TCFG Wealth Management, LLC broker Richard Roberts (CRD# 2145874) regarding Delaware Statutory Trusts (DST) losses. He has been registered with TCFG Wealth Management, LLC in Laguna Niguel, California, since 2012. In September 2021, the Securities … Continue reading
Former Wells Fargo Clearing Services, LLC broker Boris Niko (CRD# 4603500) is accused of unsuitable investment recommendations. He has been registered with Ameriprise Financial Services, LLC in Wellington, Florida, since 2022. He was registered with Wells Fargo Clearing Services, LLC … Continue reading