Were you the victim of former LPL Financial LLC broker Anthony Dilullo (CRD# 6088412)? He was registered with LPL Financial LLC in Wappingers Falls, New York, from 2013 to 2021. In September 2022, FINRA suspended Anthony Dilullo. In October 2022, … Continue reading
Buckman, Buckman & Reid, Inc. broker Richard Panno (CRD# 724727) faces customer complaints. He has been registered with Buckman, Buckman & Reid, Inc. in North Palm Beach, Florida, since 2010. Richard Panno Customer Complaints He has been the subject of … Continue reading
The Wealthgarden F.S. LLC broker Jade Eagles (CRD# 5939276) is accused of energy sector losses. She has been co-owner and co-host at Financially Ever After LLC dba Cover Your Assets in Playa, Vista, California, since 2025, and CCO and investment … Continue reading
Erez Law is currently investigating Cornerstone Securities broker Christopher Burch (CRD# 6001878) regarding stock losses. He has been employed as an IAR with Cornerstone Securities in Overland, Park, Kansas, since 2018, and has been listed as owner of Welcome Home … Continue reading
Concorde Investment Services, LLC broker Rikki Foster (CRD# 6075051) is accused of investment losses. He has been registered with Concorde Investment Services, LLC in Roseville, California, since 2019, and Concorde Asset Management, LLC in Roseville, California, since 2023. He was … Continue reading
Former USCA Securities LLC broker Michael Delafuente (CRD# 5739648) is accused of stock losses. He was registered with USCA Securities LLC in Austin, Texas, from 2014 to 2021. Michael Delafuente Customer Complaints He has been the subject of one customer … Continue reading
There are options for clients of Capital City Securities, LLC broker Enyinnaya Kanu (CRD# 1863520) related to options losses. He was registered with Capital City Securities, LLC in Cincinnati, Ohio, from 2017 to 2023, and Calton & Associates, Inc. in … Continue reading
Did you lose money investing with former Great Point Capital LLC broker Brady Lipp (CRD# 1359835)? He has been registered with Ni Advisors in Milpitas, California, since 2025. He was registered with Great Point Capital LLC in Chicago, Illinois, from … Continue reading
UBS Financial Services Inc. broker Igor Harlap (CRD# 3125590) is accused of alternative investment losses. He has been registered with UBS Financial Services Inc. in Philadelphia, Pennsylvania, since 1998. Igor Harlap Customer Complaints He has been the subject of two … Continue reading
There are options for clients of UBS Financial Services Inc. broker Noah Simon (CRD# 5752860) who is accused of unsuitability. He has been registered with UBS Financial Services Inc. in New York, New York, from 2016 to 2023, and Sanford … Continue reading