Erez Law is currently investigating LPL Financial LLC broker Janet Fieldman (CRD# 6158241), who is accused of mutual fund losses. She has been registered with LPL Financial LLC in Pueblo, Colorado, since 2021. He was registered with Cambridge Investment Research … Continue reading
There are options for clients of Cetera Advisor Networks LLC broker Robert Orbin Jr. (CRD# 2955624), who suffered from investment losses. He has been registered with Citizens Securities, Inc. in Kingston, Pennsylvania, since 2024. He was registered with Cetera Investment … Continue reading
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Yitzchak Prag (CRD# 7221045)? He was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Red Bank, New Jersey, from 2020 to 2024. Yitzchak Prag Customer … Continue reading
Can you recover losses due to recommendations by ThinkEquity LLC broker Phyllis Henderson (CRD# 1343053)? She has been registered with ThinkEquity LLC in Melville, New York, since 2009. Phyllis Henderson Customer Complaints She has been the subject of one customer … Continue reading
Ameriprise Financial Services, LLC broker Richard Kersting Jr. (CRD# 1835418) is accused of stock losses. He has been registered with Ameriprise Financial Services, LLC in Naples, Florida, since 2021. He was registered with Bruderman Asset Management, LLC in Locust Valley, … Continue reading
Were you the victim of ThinkEquity LLC broker William Baquet (CRD# 1332676)? He has been registered with ThinkEquity LLC in New York, New York, since 1997. In March 1997, the National Association of Securities Dealers, Inc. sanctioned him to pay … Continue reading
Erez Law is currently investigating Raymond James & Associates, Inc. broker Mark Rubin (CRD# 1936202) regarding unsuitable investment recommendations. He has been registered with Raymond James & Associates, Inc. in San Rafael, California, since 2016. Mark Rubin Customer Complaints He … Continue reading
Erez Law is currently investigating Cambridge Investment Research, Inc. broker Francis Zoracki (CRD# 1363103) regarding stock losses. He has been registered with Cambridge Investment Research, Inc. in Irwin, Pennsylvania, since 2011, Duncan Financial Planning Advisors in Irwin, Pennsylvania, since 2026, … Continue reading
Did you lose money investing with former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Debra Mesle (CRD# 849766)? She has been registered with Huntleigh Securities Corporation and Huntleigh Advisors, Inc. in Chesterfield, Missouri, since 2025. She was registered with … Continue reading
Can you recover losses due to recommendations by Morgan Stanley broker William Lawes (CRD# 6170991)? He has been registered with UBS Financial Services Inc. in Austin, Texas, since 2024. He was registered with Morgan Stanley in Austin, Texas, and Purchase, … Continue reading