Did you lose money investing with Carter, Terry & Company broker Sandy Leff (CRD# 1796695)? She has been registered with Carter, Terry & Company, Inc. in Atlanta, Georgia, since 2016. She was registered with Janney Montgomery Scott LLC in Atlanta, … Continue reading
Former Spartan Capital Securities, LLC broker Jordan Meadow (CRD# 6116538) is accused of stock losses. He was registered with Spartan Capital Securities, LLC in New York, New York, from 2018 to 2023, and Newbridge Securities Corporation in White Plains, New … Continue reading
There are options for clients who lost money investing with Cetera Investment Services LLC broker Peter Chow (CRD# 6125403). He has been registered with Cetera Investment Services LLC in Arcadia, California, since 2024. He was registered with Citigroup Global Markets … Continue reading
Former Aegis Capital Corp. broker Peter Sandler (CRD# 2847717) was accused of private placement losses. He has been registered with Dominari Securities LLC in New York, New York, since 2024. He was registered with Aegis Capital Corp. in New York, … Continue reading
Did you lose money investing with Morgan Stanley broker Norma Sepulveda (CRD# 1247666)? She has been registered with Morgan Stanley in Winter Park, Florida, since 2009. Norma Sepulveda Customer Complaints She has been the subject of one customer complaint, according … Continue reading
Former Wells Fargo Clearing Services, LLC broker Mahmoud Elawadi (CRD# 5319152) is accused of unsuitable investment recommendations. He was registered with Wells Fargo Clearing Services, LLC in Orlando, Florida, from 2019 to 2026, when he was terminated regarding, “The Firm … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to conservation easement investments with Kovack Securities Inc. broker Jonathan Fike (CRD# 2708157). He has been registered with Kovack Securities Inc. in Camden, South Carolina, since … Continue reading
Erez Law is currently investigating former UBS Financial Services Inc. broker Debra Bushman (CRD# 870056) regarding municipal bond losses. She has been registered with Wells Fargo Advisors Financial Network, LLC in Melville, New York, since 2025. She was registered with … Continue reading
Are you interested in learning recovery losses options due to investments with Sagepoint Financial, Inc. broker Timothy Vanlohuizen (CRD# 2166867)? He was registered with Sagepoint Financial, Inc. in Coeur D’Alene, Idaho, from 2005 to 2023, and Osaic Wealth, Inc. in … Continue reading
My Investments Were Stolen by My Broker. Can I Get My Money Back? Yes, it may be possible to recover stolen investment funds from a brokerage firm when a broker steals or embezzles client money. Depending on the case, investors … Continue reading