Erez Law is interested in speaking with investors who may have suffered losses due to investments with Morgan Stanley broker Ernest Dean Jr. (CRD# 2223858). He has been registered with Morgan Stanley in Sarasota, Florida, since 2011.
Ernest Dean Jr. Customer Complaints
He has been the subject of two customer complaints between 2016 and 2026, one of which was denied, according to his CRD report:
January 2026. “Claimant alleges, inter alia, unsuitability with respect to an investment strategy involving private equity and an LAL – Aug 2015 to Feb 2019.” The case is currently pending. The complaint was regarding a non-broker-dealer affiliate product.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by Ernest Dean Jr.’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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