Did you lose money investing with former Ni Advisors broker David Bulow (CRD# 5834367)? He has been registered as a financial controller for Winchester Mystery House in San Jose, California, since 2020, an independent insurance agent with Transpacific Financial Inc. in San Jose, California, since 2018, an independent insurance agent with American Brokerage Network in Cupertino, California, since 2017, and a registered representative with Ni Advisors, Inc. in Oakland, California, since 2015. He was registered with Ni Advisors in Milpitas, California, from 2015 to 2024.
David Bulow Customer Complaints
He has been the subject of three customer complaints between 2022 and 2025, one of which was withdrawn, according to his CRD report. The most recent complaint was regarding:
April 2025. “Claims of fraud, suitability, breach of contract and fiduciary duty, negligence in connection with investment of corporate bond during 2019 in which issuer later declared bankruptcy.” The customer is seeking $165,000 in damages, and the case is currently pending. The complaint was regarding corporate debt losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Ni Advisors may be liable for investment or other losses suffered by David Bulow’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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